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Federal Register · Regulatory notice

Cboe Clear U.S., LLC; Order Granting an Application, as Amended, for Temporary Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934

A Notice notice explicitly mentions the company. Read the cited text for its role.

Follow CBOE
Became public
Oct 27, 2026
Event / period date
Not stated
Collected
Nov 8, 2026, 12:48 PM EST

Why this is connected

The source explicitly mentions Cboe Global Markets, Inc.. A mention alone does not establish a financial benefit.

Source evidence

Read the source excerpt or record
nternational standards and with Rule 17Ad-22(e). See CCA Standards Adopting Release, 81 FR at 70866. \25\ See 15 U.S.C. 78q-1(b)(3)(A). With respect to CCUS's ability to safeguard securities and funds for which it is responsible, the Commission addresses that topic in Part III.E, in conjunction with discussing Section 17A(b)(3)(F) of the Exchange Act, which requires, among other things, that the rules of the clearing agency are designed to assure the safeguarding of securities and funds which are in the custody or control of the clearing agency or for which it is responsible. With respect to CCUS's ability to enforce compliance by its participants with the rules of the clearing agency, the Commission addresses that topic in Part III.F in conjunction with discussing Section 17A(b)(3)(G) of the Exchange Act, which requires that the rules of the clearing agency provide that its participants shall be appropriately disciplined for violation of any provision of the rules of the clearing agency. \26\ In Part III.E, the Commission further analyzes CCUS's capacity to conduct risk management consistent with the statutory requirements for safeguarding securities and funds set forth in Section 17A(b)(3)(F) of the Exchange Act. \27\ Bd. of Trade of City of Chicago v. S.E.C., 883 F.2d 525, 533 (7th Cir. 1989) (vacating Delta Government Options Corporation (``Delta'')'s temporary registration

Congressional trading in CBOE

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