SEC EDGAR · Company announcement
HLI: Leadership change
Filed 8-K for an event or period dated 2026-10-02. Leadership change.
Follow HLI- Became public
- Oct 5, 2026, 5:08 PM EDT
- Event / period date
- Oct 2, 2026
- Collected
- Nov 8, 2026, 2:46 AM EST
Why this is connected
This filing identifies HOULIHAN LOKEY, INC. as the issuer of the security. The company's SEC identifier connects it to HLI.
Source evidence
Read the source excerpt or record
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. (b) On October 2, 2026, Todd J. Carter resigned from the board of directors of Houlihan Lokey, Inc. (the “Company”), effective immediately. Mr. Carter’s decision to resign as a director was not the result of any disagreement with the Company on any matter relating to the Company’s operations, policies or practices. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. HOULIHAN LOKEY, INC. By: /s/ Prabha S. Bhandari Name: Prabha S. Bhandari Title: Chief Legal Officer and Secretary Date: October 5, 2026
Congressional trading in HLI
These disclosures provide context. Their presence does not establish a link between a trader and the event.
- Sep 10, 2026$1K–$15K
Rep. Gilbert Ray Cisneros, Jr. (D-CA-31)
$1K–$15K · Traded Aug 7, 2026 · disclosed Sep 10, 2026
- Sep 4, 2026$1K–$15K
Rep. Gilbert Ray Cisneros, Jr. (D-CA-31)
$1K–$15K · Traded Jul 16, 2026 · disclosed Sep 4, 2026 · filed 50 days later
Traded 13 days before earnings - Apr 7, 2026$1K–$15K
Rep. Gilbert Ray Cisneros, Jr. (D-CA-31)
$1K–$15K · Traded Mar 3, 2026 · disclosed Apr 7, 2026
- Jun 18, 2025$1K–$15K
Rep. Kelly Morrison (D-MN-3)
$1K–$15K · Traded Jun 4, 2025 · disclosed Jun 18, 2025
- May 14, 2025$1K–$15K
Rep. Josh Gottheimer (D-NJ-5)
Sold (partial) Houlihan Lokey HLI
$1K–$15K · Traded Apr 9, 2025 · disclosed May 14, 2025 · Joint
Committee overlap: Financial Services - Jan 7, 2024$1K–$15K
Rep. Josh Gottheimer (D-NJ-5)
Sold (partial) Houlihan Lokey HLI
$1K–$15K · Traded Dec 20, 2023 · disclosed Jan 7, 2024 · Joint
- Dec 9, 2023$15K–$50K
Rep. Michael T. McCaul (R-TX-10)
$15K–$50K · Traded Nov 1, 2023 · disclosed Dec 9, 2023
- Dec 9, 2023$15K–$50K
Rep. Michael T. McCaul (R-TX-10)
$15K–$50K · Traded Nov 1, 2023 · disclosed Dec 9, 2023 · Spouse
Original documents control. Public records can be amended, and company connections may require interpretation. Nothing here is investment advice.